Financial Institutions
As one of the top five largest brokers in the country, our financial institutions team sets the stage for a higher standard of service excellence.
Our Financial Institution Insurance Offerings
The Broker/Dealer and Investment Banking industry has risks and regulations that require specialized solutions. Alliant knows this sector and can offer you tailored broker and investment bank insurance solutions.
For Broker/Dealers we have Errors & Omissions and Management Liability programs for independent contractors, independent registered investment advisors, financial advisors, wealth advisors, and institutional and retail brokers/dealers. We also offer an exclusive Broker/Dealer Fidelity Bond program that meets all FINRA requirements.
On the Investment Banking side, we provide Management & Professional Liability insurance coverage for mergers & acquisitions, underwriting and fairness opinions.
We offer specialty finance solutions for non-bank lending, REITs, aircraft finance, business development companies. Our management & professional liability program includes lender liability, manuscript professional services liability, directors and officers liability, employment practices liability, fiduciary liability, network security and privacy liability (Cyber), fidelity bond and mortgage bankers bond.
Our SPAC Advisory Team works with equity sponsors, legal counsel, investment bankers and other stakeholders in the lifecycle of a SPAC to make sure the processes it and its team of professionals go through are protected—and done so properly.
Thanks for your message.
We’ll be in touch shortly.
Financial Claims
Our dedicated team of financial claims advocates and lawyers is strongly positioned to work closely with you throughout the claims process.
More InformationThanks for your message.
We’ll be in touch shortly.
