Co-Brokered Solutions

 Private Client

Alliant Specialty

Financial Institutions

As one of the top five largest brokers in the country, our financial institutions team sets the stage for a higher standard of service excellence.

The Alliant financial institutions insurance team sets a higher standard of service excellence.

Our Financial Institutions Insurance Solutions

Our financial institutions insurance solutions cover liability exposures for underperformance, management decisions, regulatory investigations by the SEC and self-regulatory organizations, trade errors, negligence, fee disputes, outside directorships and breach of contract.

The financial institutions insurance solutions offered by Alliant cover a wide range of liability exposures.

Boutique Financial Institution Insurance Service on a Global Scale

By delivering multinational brokerage services through a boutique service delivery model, we manage the financial institution insurance and risk management needs of the largest organizations in the financial institution industry.

We manage the financial institution insurance needs of the largest organizations in the financial institution industry.

Aligned with Your Financial Institution Insurance Needs

With a dedicated team focused solely on the financial sector, we offer deep financial institution insurance expertise and industry knowledge to help your business thrive. Our vertically integrated structure eliminates internal and geographic boundaries, enabling us to align the best team for your specific needs, regardless of location.

We offer deep financial institution insurance expertise and industry knowledge to help your business thrive.

Financial Institution Insurance Offerings

The Broker/Dealer and Investment Banking industry has risks and regulations that require specialized solutions. Alliant knows this sector and can offer you tailored broker and investment bank insurance solutions.

For Broker/Dealers we have Errors & Omissions and Management Liability programs for independent contractors, independent registered investment advisors, financial advisors, wealth advisors, and institutional and retail brokers/dealers. We also offer an exclusive Broker/Dealer Fidelity Bond program that meets all FINRA requirements.

On the Investment Banking side, we provide Management & Professional Liability insurance coverage for mergers & acquisitions, underwriting and fairness opinions.

We offer specialty finance solutions for non-bank lending, REITs, aircraft finance, business development companies. Our management & professional liability program includes lender liability, manuscript professional services liability, directors and officers liability, employment practices liability, fiduciary liability, network security and privacy liability (Cyber), fidelity bond and mortgage bankers bond.

Our SPAC Advisory Team works with equity sponsors, legal counsel, investment bankers and other stakeholders in the lifecycle of a SPAC to make sure the processes it and its team of professionals go through are protected—and done so properly.

Special Purpose Acquisition Companies (SPACs)
We offer deep financial institution insurance expertise and industry knowledge to help your business thrive.

Financial Claims

Our dedicated team of financial claims advocates and lawyers is strongly positioned to work closely with you throughout the claims process.

More Information

News & Resources

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Podcast

Financial R&R: Navigating the Aftermath of the Silicon Valley Bank Collapse - Implications for Private Equity

Ron Borys and Ryan Farnsworth are joined by Tim McAndrew, Alliant Financial Institutions, as they review the last six weeks since the second-largest bank failure in U.S. history.
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Podcast

Silicon Valley Bank (SVB) - Rebuilding Confidence in the Banking Industry

Ron Borys and Ryan Farnsworth are joined by guests, Steve Shappell and David Finz, to continue the discussion around the turmoil which has hit the banking industry over the past two weeks.
The financial institutions insurance solutions offered by Alliant cover a wide range of liability exposures.
Insight

2023 Financial Lines Executive Liability Newsletter 

Executive Liability Insights, a monthly review of news, legal developments and information on executive liability, cyber risk, employment practices liability, class action trends and more.
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Podcast

Financial R&R: The Latest Regulations Around Cyber Risk Management and Cyber Incident Response

Ron Borys and Ryan Farnsworth are joined by David Finz, Alliant, to recap trending topics surfaced during the 2022 With Intelligence HFM Billion Dollar Leaders Summit. The Financial R&R team also addresses the latest regulations around cyber risk management and cyber incident response.
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Insight

L.A. Times Roundtable: Private Equity Outlook

Due to the wildly unpredictable circumstances and factors affecting the world of finance over the last few years, a number of new strategies and projections have emerged for managing and attracting private equity. Ron Borys, Alliant, speaks to the Los Angeles Times and shares insights on what’s next for the industry.
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Podcast

Financial R&R: New York State Sharpens its Focus on Cybersecurity for Financial Institutions

New York’s cybersecurity regulation for financial institutions has become a role model for regulators nationwide. Earlier this month, the state’s Department of Financial Services proposed another round of amendments to these regulations.