Financial Institutions
As one of the top five largest brokers in the country, our financial institutions team sets the stage for a higher standard of service excellence.
Our Financial Institution Insurance Offerings
We offer Broker/Dealer Errors & Omissions programs for independent contractors, financial & wealth advisors, and institutional brokers/dealers. We also provide investment banking Management & Professional Liability insurance for mergers & acquisitions, underwriting and fairness opinions.
Broker/Dealer Fidelity Bond programs to align with FINRA requirements.
We offer specialty finance solutions for non-bank lending, REITs, aircraft finance, business development companies. Our management & professional liability program includes lender liability, manuscript professional services liability, directors and officers liability, employment practices liability, fiduciary liability, network security and privacy liability (Cyber), fidelity bond and mortgage bankers bond.
Our SPAC Advisory Team works with equity sponsors, legal counsel, investment bankers and other stakeholders in the lifecycle of a SPAC to make sure the processes it and its team of professionals go through are protected—and done so properly.
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Financial Claims
Our dedicated team of financial claims advocates and lawyers is strongly positioned to work closely with you throughout the claims process.
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