Alliant Specialty

Financial Institutions

As one of the top five largest brokers in the country, our financial institutions team sets the stage for a higher standard of service excellence.

Our Financial Institutions Insurance Solutions

Our solutions cover liability exposures for underperformance, management decisions, regulatory investigations by the SEC and self-regulatory organizations, trade errors, negligence, fee disputes, outside directorships and breach of contract.

Boutique Financial Institution Insurance Service on a Global Scale

By delivering multinational brokerage services through a boutique service delivery model, we manage the insurance and risk management needs of the largest organizations in the financial institution industry.

Aligned with Your Financial Institution Insurance Needs

With a dedicated team focused solely on the financial sector, we offer deep expertise and industry knowledge to help your business thrive. Our vertically integrated structure eliminates internal and geographic boundaries, enabling us to align the best team for your specific needs, regardless of location.

Our Financial Institution Insurance Offerings

We offer Broker/Dealer Errors & Omissions programs for independent contractors, financial & wealth advisors, and institutional brokers/dealers. We also provide investment banking Management & Professional Liability insurance for mergers & acquisitions, underwriting and fairness opinions.

Broker/Dealer Fidelity Bond programs to align with FINRA requirements.

We offer specialty finance solutions for non-bank lending, REITs, aircraft finance, business development companies. Our management & professional liability program includes lender liability, manuscript professional services liability, directors and officers liability, employment practices liability, fiduciary liability, network security and privacy liability (Cyber), fidelity bond and mortgage bankers bond.

Our SPAC Advisory Team works with equity sponsors, legal counsel, investment bankers and other stakeholders in the lifecycle of a SPAC to make sure the processes it and its team of professionals go through are protected—and done so properly.

Special Purpose Acquisition Companies (SPACs)

Financial Claims

Our dedicated team of financial claims advocates and lawyers is strongly positioned to work closely with you throughout the claims process.

More Information

News & Resources

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Insight

Financial Lines Executive Liability Newsletter

Executive Liability Insights, a monthly review of news, legal developments and information on executive liability, cyber risk, employment practices liability, class action trends and more.

Podcast

Financial R&R: The Latest Regulations Around Cyber Risk Management and Cyber Incident Response

Ron Borys and Ryan Farnsworth are joined by David Finz, Alliant, to recap trending topics surfaced during the 2022 With Intelligence HFM Billion Dollar Leaders Summit. The Financial R&R team also addresses the latest regulations around cyber risk management and cyber incident response.

Insight

L.A. Times Roundtable: Private Equity Outlook

Due to the wildly unpredictable circumstances and factors affecting the world of finance over the last few years, a number of new strategies and projections have emerged for managing and attracting private equity. Ron Borys, Alliant, speaks to the Los Angeles Times and shares insights on what’s next for the industry.